freebsd-dev/contrib/bind9/doc/draft/draft-ihren-dnsext-threshold-validation-00.txt
2004-09-19 01:30:24 +00:00

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Internet Draft Johan Ihren
draft-ihren-dnsext-threshold-validation-00.txt Autonomica
February 2003
Expires in six months
Threshold Validation:
A Mechanism for Improved Trust and Redundancy for DNSSEC Keys
Status of this Memo
This document is an Internet-Draft and is in full conformance with
all provisions of Section 10 of RFC2026.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as
Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six
months and may be updated, replaced, or obsoleted by other
documents at any time. It is inappropriate to use Internet-Drafts
as reference material or to cite them other than as "work in
progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
Abstract
This memo documents a proposal for a different method of validation
for DNSSEC aware resolvers. The key change is that by changing from
a model of one Key Signing Key, KSK, at a time to multiple KSKs it
will be possible to increase the aggregated trust in the signed
keys by leveraging from the trust associated with the different
signees.
By having multiple keys to chose from validating resolvers get the
opportunity to use local policy to reflect actual trust in
different keys. For instance, it is possible to trust a single,
particular key ultimately, while requiring multiple valid
signatures by less trusted keys for validation to succeed.
Furthermore, with multiple KSKs there are additional redundancy
benefits available since it is possible to roll over different KSKs
at different times which may make rollover scenarios easier to
manage.
Contents
1. Terminology
2. Introduction and Background
3. Trust in DNSSEC Keys
3.1. Key Management, Split Keys and Trust Models
3.2. Trust Expansion: Authentication versus Authorization
4. Proposed Semantics for Signing the KEY Resource Record
Set
4.1. Packet Size Considerations
5. Proposed Use of Multiple "Trusted Keys" in a Validating
Resolver
5.1. Not All Possible KSKs Need to Be Trusted
5.2. Possible to do Threshold Validation
5.3. Not All Trusted Keys Will Be Available
6. Additional Benefits from Having Multiple KSKs
6.1. More Robust Key Rollovers
6.2. Evaluation of Multiple Key Distribution Mechanisms
7. Security Considerations
8. IANA Considerations.
9. References
9.1. Normative.
9.2. Informative.
10. Acknowledgments.
11. Authors' Address
1. Terminology
The key words "MUST", "SHALL", "REQUIRED", "SHOULD", "RECOMMENDED",
and "MAY" in this document are to be interpreted as described in
RFC 2119.
The term "zone" refers to the unit of administrative control in the
Domain Name System. "Name server" denotes a DNS name server that is
authoritative (i.e. knows all there is to know) for a DNS zone,
typically the root zone. A "resolver", is a DNS "client", i.e. an
entity that sends DNS queries to authoritative nameservers and
interpret the results. A "validating resolver" is a resolver that
attempts to perform DNSSEC validation on data it retrieves by doing
DNS lookups.
2. Introduction and Background
From a protocol perspective there is no real difference between
different keys in DNSSEC. They are all just keys. However, in
actual use there is lots of difference. First and foremost, most
DNSSEC keys have in-band verification. I.e. the keys are signed by
some other key, and this other key is in its turn also signed by
yet another key. This way a "chain of trust" is created. Such
chains have to end in what is referred to as a "trusted key" for
validation of DNS lookups to be possible.
A "trusted key" is a the public part of a key that the resolver
acquired by some other means than by looking it up in DNS. The
trusted key has to be explicitly configured.
A node in the DNS hierarchy that issues such out-of-band "trusted
keys" is called a "security apex" and the trusted key for that apex
is the ultimate source of trust for all DNS lookups within that
entire subtree.
DNSSEC is designed to be able to work with more than on security
apex. These apexes will all share the problem of how to distribute
their "trusted keys" in a way that provides validating resolvers
confidence in the distributed keys.
Maximizing that confidence is crucial to the usefulness of DNSSEC
and this document tries to address this issue.
3. Trust in DNSSEC Keys
In the end the trust that a validating resolver will be able to put
in a key that it cannot validate within DNSSEC will have to be a
function of
* trust in the key issuer, aka the KSK holder
* trust in the distribution method
* trust in extra, out-of-band verification
The KSK holder needs to be trusted not to accidentally lose private
keys in public places. Furthermore it needs to be trusted to
perform correct identification of the ZSK holders in case they are
separate from the KSK holder itself.
The distribution mechanism can be more or less tamper-proof. If the
key holder publishes the public key, or perhaps just a secure
fingerprint of the key in a major newspaper it may be rather
difficult to tamper with. A key acquired that way may be easier to
trust than if it had just been downloaded from a web page.
Out-of-band verification can for instance be the key being signed
by a certificate issued by a known Certificate Authority that the
resolver has reason to trust.
3.1. Simplicity vs Trust
The fewer keys that are in use the simpler the key management
becomes. Therefore increasing the number of keys should only be
considered when the complexity is not the major concern. A perfect
example of this is the distinction between so called Key Signing
Keys, KSK, and Zone Signing Keys, ZSK. This distinction adds
overall complexity but simplifies real life operations and was an
overall gain since operational simplification was considered to be
a more crucial issue than the added complexity.
In the case of a security apex there are additional issues to
consider, among them
* maximizing trust in the KSK received out-of-band
* authenticating the legitimacy of the ZSKs used
In some cases this will be easy, since the same entity will manage
both ZSKs and KSKs (i.e. it will authenticate itself, somewhat
similar to a self-signed certificate). In some environments it will
be possible to get the trusted key installed in the resolver end by
decree (this would seem to be a likely method within corporate and
government environments).
In other cases, however, this will possibly not be sufficient. In
the case of the root zone this is obvious, but there may well be
other cases.
3.2. Expanding the "Trust Base"
For a security apex where the ZSKs and KSK are not held by the same
entity the KSK will effectively authenticate the identity of
whoever does real operational zone signing. The amount of trust
that the data signed by a ZSK will get is directly dependent on
whether the end resolver trusts the KSK or not, since the resolver
has no OOB access to the public part of the ZSKs (for practical
reasons).
Since the KSK holder is distinct from the ZSK holder the obvious
question is whether it would then be possible to further improve
the situation by using multiple KSK holders and thereby expanding
the trust base to the union of that available to each individual
KSK holder. "Trust base" is an invented term intended to signify
the aggregate of Internet resolvers that will eventually choose to
trust a key issued by a particular KSK holder.
A crucial issue when considering trust expansion through addition
of multiple KSK holders is that the KSK holders are only used to
authenticate the ZSKs used for signing the zone. I.e. the function
performed by the KSK is basically:
"This is indeed the official ZSK holder for this zone,
I've verified this fact to the best of my abilitites."
Which can be thought of as similar to the service of a public
notary. I.e. the point with adding more KSK holders is to improve
the public trust in data signed by the ZSK holders by improving the
strength of available authentication.
Therefore adding more KSK holders, each with their own trust base,
is by definition a good thing. More authentication is not
controversial. On the contrary, when it comes to authentication,
the more the merrier.
4. Proposed Semantics for Signing the KEY Resource Record Set
In DNSSEC according to RFC2535 all KEY Resource Records are used to
sign all authoritative data in the zone, including the KEY RRset
itself, since RFC2535 makes no distinction between Key Signing
Keys, KSK, and Zone Signing Keys, ZSK. With Delegation Signer [DS]
it is possible to change this to the KEY RRset being signed with
all KSKs and ZSKs but the rest of the zone only being signed by the
ZSKs.
This proposal changes this one step further, by recommending that
the KEY RRset is only signed by the Key Signing Keys, KSK, and
explicitly not by the Zone Signing Keys, ZSK. The reason for this
is to maximize the amount of space in the DNS response packet that
is available for additional KSKs and signatures thereof. The rest
of the authoritative zone contents are as previously signed by only
the ZSKs.
4.1. Packet Size Considerations
The reason for the change is to keep down the size of the aggregate
of KEY RRset plus SIG(KEY) that resolvers will need to acquire to
perform validation of data below a security apex. For DNSSEC data
to be returned the DNSSEC OK bit in the EDNS0 OPT Record has to be
set, and therefore the allowed packet size can be assumed to be at
least the EDNS0 minimum of 4000 bytes.
When querying for KEY + SIG(KEY) for "." (the case that is assumed
to be most crucial) the size of the response packet after the
change to only sign the KEY RR with the KSKs break down into a
rather large space of possibilities. Here are a few examples for
the possible alternatives for different numbers of KSKs and ZSKs
for some different key lengths (all RSA keys, with a public
exponent that is < 254). This is all based upon the size of the
response for the particular example of querying for
". KEY IN"
with a response of entire KEY + SIG(KEY) with the authority and
additional sections empty:
ZSK/768 and KSK/1024 (real small)
Max 12 KSK + 3 ZSK at 3975
10 KSK + 8 ZSK at 3934
8 KSK + 13 ZSK at 3893
ZSK/768 + KSK/1280
MAX 10 KSK + 2 ZSK at 3913
8 KSK + 9 ZSK at 3970
6 KSK + 15 ZSK at 3914
ZSK/768 + KSK/1536
MAX 8 KSK + 4 ZSK at 3917
7 KSK + 8 ZSK at 3938
6 KSK + 12 ZSK at 3959
ZSK/768 + KSK/2048
MAX 6 KSK + 5 ZSK at 3936
5 KSK + 10 ZSK at 3942
ZSK/1024 + KSK/1024
MAX 12 KSK + 2 ZSK at 3943
11 KSK + 4 ZSK at 3930
10 KSK + 6 ZSK at 3917
8 KSK + 10 ZSK at 3891
ZSK/1024 + KSK/1536
MAX 8 KSK + 3 ZSK at 3900
7 KSK + 6 ZSK at 3904
6 KSK + 9 ZSK at 3908
ZSK/1024 + KSK/2048
MAX 6 KSK + 4 ZSK at 3951
5 KSK + 8 ZSK at 3972
4 KSK + 12 ZSK at 3993
Note that these are just examples and this document is not making
any recommendations on suitable choices of either key lengths nor
number of different keys employed at a security apex.
This document does however, based upon the above figures, make the
recommendation that at a security apex that expects to distribute
"trusted keys" the KEY RRset should only be signed with the KSKs
and not with the ZSKs to keep the size of the response packets
down.
5. Proposed Use of Multiple "Trusted Keys" in a Validating Resolver
In DNSSEC according to RFC2535[RFC2535] validation is the process
of tracing a chain of signatures (and keys) upwards through the DNS
hierarchy until a "trusted key" is reached. If there is a known
trusted key present at a security apex above the starting point
validation becomes an exercise with a binary outcome: either the
validation succeeds or it fails. No intermediate states are
possible.
With multiple "trusted keys" (i.e. the KEY RRset for the security
apex signed by multiple KSKs) this changes into a more complicated
space of alternatives. From the perspective of complexity that may
be regarded as a change for the worse. However, from a perspective
of maximizing available trust the multiple KSKs add value to the
system.
5.1. Possible to do Threshold Validation
With multiple KSKs a new option that opens for the security
concious resolver is to not trust a key individually. Instead the
resolver may decide to require the validated signatures to exceed a
threshold. For instance, given M trusted keys it is possible for
the resolver to require N-of-M signatures to treat the data as
validated.
I.e. with the following pseudo-configuration in a validating
resolver
security-apex "." IN {
keys { ksk-1 .... ;
ksk-2 .... ;
ksk-3 .... ;
ksk-4 .... ;
ksk-5 .... ;
};
validation {
# Note that ksk-4 is not present below
keys { ksk-1; ksk-2; ksk-3; ksk-5; };
# 3 signatures needed with 4 possible keys, aka 75%
needed-signatures 3;
};
};
we configure five trusted keys for the root zone, but require two
valid signatures for the top-most KEY for validation to
succeed. I.e. threshold validation does not force multiple
signatures on the entire signature chain, only on the top-most
signature, closest to the security apex for which the resolver has
trusted keys.
5.2. Not All Trusted Keys Will Be Available
With multiple KSKs held and managed by separate entities the end
resolvers will not always manage to get access to all possible
trusted keys. In the case of just a single KSK this would be fatal
to validation and necessary to avoid at whatever cost. But with
several fully trusted keys available the resolver can decide to
trust several of them individually. An example based upon more
pseudo-configuration:
security-apex "." IN {
keys { ksk-1 .... ;
ksk-2 .... ;
ksk-3 .... ;
ksk-4 .... ;
ksk-5 .... ;
};
validation {
# Only these two keys are trusted independently
keys { ksk-1; ksk-4; };
# With these keys a single signature is sufficient
needed-signatures 1;
};
};
Here we have the same five keys and instruct the validating
resolver to fully trust data that ends up with just one signature
from by a fully trusted key.
The typical case where this will be useful is for the case where
there is a risk of the resolver not catching a rollover event by
one of the KSKs. By doing rollovers of different KSKs with
different schedules it is possible for a resolver to "survive"
missing a rollover without validation breaking. This improves
overall robustness from a management point of view.
5.3. Not All Possible KSKs Need to Be Trusted
With just one key available it simply has to be trusted, since that
is the only option available. With multiple KSKs the validating
resolver immediately get the option of implementing a local policy
of only trusting some of the possible keys.
This local policy can be implemented either by simply not
configuring keys that are not trusted or, possibly, configure them
but specify to the resolver that certain keys are not to be
ultimately trusted alone.
6. Additional Benefits from Having Multiple KSKs
6.1. More Robust Key Rollovers
With only one KSK the rollover operation will be a delicate
operation since the new trusted key needs to reach every validating
resolver before the old key is retired. For this reason it is
expected that long periods of overlap will be needed.
With multiple KSKs this changes into a system where different
"series" of KSKs can have different rollover schedules, thereby
changing from one "big" rollover to several "smaller" rollovers.
If the resolver trusts several of the available keys individually
then even a failure to track a certain rollover operation within
the overlap period will not be fatal to validation since the other
available trusted keys will be sufficient.
6.2. Evaluation of Multiple Key Distribution Mechanisms
Distribution of the trusted keys for the DNS root zone is
recognized to be a difficult problem that ...
With only one trusted key, from one single "source" to distribute
it will be difficult to evaluate what distribution mechanism works
best. With multiple KSKs, held by separate entitites it will be
possible to measure how large fraction of the resolver population
that is trusting what subsets of KSKs.
7. Security Considerations
From a systems perspective the simplest design is arguably the
best, i.e. one single holder of both KSK and ZSKs. However, if that
is not possible in all cases a more complex scheme is needed where
additional trust is injected by using multiple KSK holders, each
contributing trust, then there are only two alternatives
available. The first is so called "split keys", where a single key
is split up among KSK holders, each contributing trust. The second
is the multiple KSK design outlined in this proposal.
Both these alternatives provide for threshold mechanisms. However
split keys makes the threshold integral to the key generating
mechanism (i.e. it will be a property of the keys how many
signatures are needed). In the case of multiple KSKs the threshold
validation is not a property of the keys but rather local policy in
the validating resolver. A benefit from this is that it is possible
for different resolvers to use different trust policies. Some may
configure threshold validation requiring multiple signatures and
specific keys (optimizing for security) while others may choose to
accept a single signature from a larger set of keys (optimizing for
redundancy). Since the security requirements are different it would
seem to be a good idea to make this choice local policy rather than
global policy.
Furthermore, a clear issue for validating resolvers will be how to
ensure that they track all rollover events for keys they
trust. Even with operlap during the rollover (which is clearly
needed) there is still a need to be exceedingly careful not to miss
any rollovers (or fail to acquire a new key) since without this
single key validation will fail. With multiple KSKs this operation
becomes more robust, since different KSKs may roll at different
times according to different rollover schedules and losing one key,
for whatever reason, will not be crucial unless the resolver
intentionally chooses to be completely dependent on that exact key.
8. IANA Considerations.
NONE.
9. References
9.1. Normative.
[RFC2535] Domain Name System Security Extensions. D. Eastlake.
March 1999.
[RFC3090] DNS Security Extension Clarification on Zone Status.
E. Lewis. March 2001.
9.2. Informative.
[RFC3110] RSA/SHA-1 SIGs and RSA KEYs in the Domain Name System
(DNS). D. Eastlake 3rd. May 2001.
[RFC3225] Indicating Resolver Support of DNSSEC. D. Conrad.
December 2001.
[DS] Delegation Signer Resource Record.
O. Gudmundsson. October 2002. Work In Progress.
10. Acknowledgments.
Bill Manning came up with the original idea of moving complexity
from the signing side down to the resolver in the form of threshold
validation. I've also had much appreciated help from (in no
particular order) Jakob Schlyter, Paul Vixie, Olafur Gudmundson and
Olaf Kolkman.
11. Authors' Address
Johan Ihren
Autonomica AB
Bellmansgatan 30
SE-118 47 Stockholm, Sweden
johani@autonomica.se